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Administrative proceeding
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#	Item
941	ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF SOUTH CAROLINA IN THE MATTER OF: Add to Reading List Source URL: www.scag.gov Language: English - Date: 2013-09-16 15:15:57 Respondent Investor
942	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 13, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-13 15:56:20 Financial economics Financial regulation Financial system Corporate crime U.S. Securities and Exchange Commission Securities Act Securities Exchange Act Broker-dealer Securities and Exchange Commission United States securities law 73rd United States Congress United States Securities and Exchange Commission
943	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 29, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: s3.amazonaws.com Language: English - Date: 2014-02-04 14:40:44 Financial system United States securities law U.S. Securities and Exchange Commission Securities Exchange Act Broker-dealer Investing online Securities regulation in the United States Financial economics Finance Scottrade
944	INITIAL DECISION RELEASE NO. 644 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-31 15:43:04 Financial regulation Government Corporate crime U.S. Securities and Exchange Commission Securities regulation in the United States Economy of the United States Financial Industry Regulatory Authority Securities Act Securities Exchange Act United States securities law United States Securities and Exchange Commission 73rd United States Congress
945	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 26, 2013 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-26 16:20:29 Damasco Money Business Finance Public finance Tax
946	INITIAL DECISION RELEASE NO. 639 ADMINISTRATIVE PROCEEDING File No[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-23 10:53:34 Form 10-K Securities and Exchange Commission Form 10-Q Government Financial regulation Finance SEC filings Securities Exchange Act U.S. Securities and Exchange Commission
947	INITIAL DECISION RELEASE NO. 645 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-01 12:59:21 Form 10-K Government Securities and Exchange Commission Form 10-Q Financial regulation OTC Markets Group Finance Form 4 SEC filings Securities Exchange Act U.S. Securities and Exchange Commission
948	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 6, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-06 08:55:48 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 10-Q Stevia Financial regulation Government Finance SEC filings United States securities law United States Securities and Exchange Commission
949	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 14, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-14 12:57:15 Investment Financial regulation Finance Dot-com Financial markets Order Short Investment banking Best execution Business Stock market Financial economics
950	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 31, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-31 06:23:49 U.S. Securities and Exchange Commission OTC Markets Group Government Financial regulation Finance SEC filings Securities Exchange Act Securities and Exchange Commission Form 10-Q

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